0001529693-12-000001.txt : 20120209
0001529693-12-000001.hdr.sgml : 20120209
20120209162543
ACCESSION NUMBER: 0001529693-12-000001
CONFORMED SUBMISSION TYPE: SC 13G
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20120209
DATE AS OF CHANGE: 20120209
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: COSI INC
CENTRAL INDEX KEY: 0001171014
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812]
IRS NUMBER: 061393745
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0101
FILING VALUES:
FORM TYPE: SC 13G
SEC ACT: 1934 Act
SEC FILE NUMBER: 005-78826
FILM NUMBER: 12587507
BUSINESS ADDRESS:
STREET 1: COSI INC
STREET 2: 1751 LAKE COOK ROAD SUITE 650
CITY: DEERFIELD
STATE: IL
ZIP: 60015
BUSINESS PHONE: 847-597-3200
MAIL ADDRESS:
STREET 1: 1751 LAKE COOK ROAD
STREET 2: SUITE 650
CITY: DEERFIELD
STATE: IL
ZIP: 60015
FILED BY:
COMPANY DATA:
COMPANY CONFORMED NAME: BLUM Growth Fund, LLC
CENTRAL INDEX KEY: 0001529693
IRS NUMBER: 452829829
STATE OF INCORPORATION: FL
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: SC 13G
BUSINESS ADDRESS:
STREET 1: 250 PARK AVENUE SOUTH
STREET 2: SUITE 510
CITY: WINTER PARK
STATE: FL
ZIP: 3289-4388
BUSINESS PHONE: 407 622 5700
MAIL ADDRESS:
STREET 1: 250 PARK AVENUE SOUTH
STREET 2: SUITE 510
CITY: WINTER PARK
STATE: FL
ZIP: 3289-4388
SC 13G
1
13GBLUM.txt
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
Cosi, Inc.
(Name of Issuer)
Common Stock
(Title of Class of Securities)
22122P101
(CUSIP Number)
Date of Event Which Requires Filing of this Statement: February 9, 2012
*The remainder of this cover page shall be filled out for a reporting
person's initial filing on this form with respect to the subject class of
securities, and for any subsequent amendment containing information which
would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be
deemed to be "filed" for the purpose of Section 18 of the Securities Exchange
Act of 1934 ("Act") or otherwise subject to the liabilities of that section
of the Act but shall be subject to all other provisions of the Act (however,
see the Notes).
CUSIP No. 22122P101 13G
1 NAME OF REPORTING PERSON AND
S.S. OR I.R.S. IDENTIFICATION NO. OF REPORTING PERSON
BLUM Growth Fund, LLC 45-2829829
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [ ]
(b) [ ]
3 SEC USE ONLY
4 CITIZENSHIP OR PLACE OF ORGANIZATION
FLORIDA
NUMBER OF 5 SOLE VOTING POWER
SHARES 3,500,000
BENEFICIALLY 6 SHARED VOTING POWER
OWNED BY
EACH 7 SOLE DISPOSITIVE POWER
REPORTING 3,500,000
PERSON 8 SHARED DISPOSITIVE POWER
WITH
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING
PERSON 3,500,000
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES [ ]
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
7.65%
12 TYPE OF REPORTING PERSON
00 - LLC
CUSIP No. 22122P101 13G
Item 1(a) Name of Issuer:
Cosi, Inc.
Item 1(b) Address of Issuer's Principal Executive Offices:
Chief Financial Officer
1751 Lake Cook Road
Deerfield, IL 60015
Item 2(a) Name of Persons Filing:
BLUM Growth Fund, LLC
Item 2(b) Address of Principal Business Office, or, if None, Residence:
250 Park Avenue South, Suite 510, Winter Park, FL 32789
Item 2(c) Citizenship:
Florida Corporation
Item 2(d) Title of Class of Securities:
Common Stock
Item 2(e) CUSIP Number:
22122P101
Item 3 If this statement is filed pursuant to rules 13d-1(b), or 13d-
2(b), check whether the person filing is a:
(a) [ ] Broker or Dealer registered under Section 15 of the Act
(b) [ ] Bank as defined in Section 3(a)(6) of the Act
(c) [ ] Insurance Company as defined in Section 3(a)(19) of the Act
(d) [ ] Investment Company registered under Section 8 of
the Investment Company Act
(e) [ ] Investment Adviser registered under Section 203 of
the Investment Advisers Act of 1940
(f) [ ] Employee Benefit Plan, Pension Fund which is
subject to the provisions of the Employee
Retirement Income Security Act of 1974 or Endowment Fund
(g) [ ] Parent Holding Company, in accordance with Rule 13d-1 (b)(ii)(G)
(h) [ ] Group
Item 4 Ownership
(a) Amount Beneficially Owned:
3,500,000
(b) Percent of Class:
7.65%
(c) Number of shares as to which such person has:
(i) sole power to vote or to direct the vote
3,500,000
(ii) shared power to vote or to direct the vote
__________
(iii) sole power to dispose or to direct the disposition
of 3,500,000
(iv) shared power to dispose or to direct the
disposition of __________
Item 5 Ownership of Five Percent or Less of a Class. [ ]
Item 6 Ownership of More than Five Percent on Behalf of Another Person .
Not Applicable.
Item 7 Identification and Classification of the Subsidiary Which Acquired
The Security Being Reported on by the Parent Holding
Company.
Not Applicable
Item 8 Identification and Classification of Members of the Group.
Not Applicable
Item 9 Notice of Dissolution of Group.
Not Applicable
CUSIP No. 22122P101 13G
Item 10 Certification.
By signing below I certify that, to the best of my knowledge and belief,
the securities referred to above are held in the ordinary course of business
are not held for the purpose of or with the effect of changing or influencing
the control of the issuer of the securities and are not held in connection with
or as a participant in any transaction having that purpose or effect.
Signature
After reasonable inquiry and to the best of my knowledge and belief,
I certify that the information set forth in this statement with respect
to it is true, complete and correct.
Date: February 9, 2012
By: Bradley D. Blum, Sole Member of BLUM Growth, LLC